Carol Harlow CFP®

Wealth Manager & Chief Compliance Officer

I am Carol Harlow and I am a Wealth Manager and the Chief Compliance Officer at The Enrichment Group.

As Chief Compliance Officer, I oversee The Enrichment Group to ensure that all activities meet the strict compliance required by the Securities & Exchange Commission and FINRA. I also take an active role in managing the operations of the company.

I spend the rest of my time working with my clients. I have the ability to listen closely and to form great relationships with them. My attention to detail allows me to follow through on all pending activities and make sure that everything is done properly. It is incredibly rewarding to help my clients make good decisions and watch them achieve their goals.

Before joining The Enrichment Group in 1998, I spent 16 years in the bank industry as Controller of Bridgewater Savings Bank and Medway Savings Bank.

In my free time, I enjoy bike riding with my husband. Our lives are enriched by the many weekends and vacation days we spend traveling here and abroad on our tandem. Racking up the miles on a bike in all kinds of weather and on all types of road conditions has provided me with the capacity to be able to adapt to change and adversity. As a result, I’ve developed a can-do attitude that spills over into my professional life as a Wealth Manager.


Carol Harlow CFP®

Wealth Manager & Chief Compliance Officer

Areas of Expertise

  • Financial Planning
  • Compliance


  • Bachelor’s of Arts, Sociology, University of Massachusetts (1978)
  • Master’s Certificate, National School of Banking, Fairfield University (1992)

Certifications / Credentials

  • Certified Financial Planner™ Practitioner (2003)


  • Board Member, Miami-Dade Financial Planning Association (2009-current)